Filing Details

Accession Number:
0000929887-13-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 19:14:15
Reporting Period:
2013-10-25
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 19:14:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366177 John William Pepicello 4025 S. Riverpoint Pkwy
Phoenix AZ 85040
President-Uopx No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-25 25,924 $28.23 28,475 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Includes (i) 17,079 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (ii) 7,980 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (iii) 3,085 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 17,079 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. The 7,980 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. (footnote continued below)
  2. (continued from footnote 1 above) The 3,085 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 8,049 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012 or (ii) 5,136 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above