Filing Details
- Accession Number:
- 0000929887-13-000156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 19:13:58
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 19:13:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929887 | Apollo Group Inc | APOL | Services-Educational Services (8200) | 860419443 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237503 | G John Sperling | 4025 S. Riverpoint Pkwy Phoenix AZ 85040 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2012-12-12 | 1,100 | $0.00 | 8,371,286 | No | 4 | G | Indirect | John Sperling Revocable Trust |
| Class A Common Stock | Disposition | 2013-10-25 | 248,445 | $27.69 | 8,122,841 | No | 4 | S | Indirect | John Sperling Revocable Trust |
| Class A Common Stock | Disposition | 2013-10-25 | 1,555 | $28.44 | 8,121,286 | No | 4 | S | Indirect | John Sperling Revocable Trust |
| Class A Common Stock | Disposition | 2013-10-28 | 100,000 | $27.83 | 800,000 | No | 4 | S | Indirect | John Sperling Irrevocable Trust |
| Class A Common Stock | Disposition | 2013-10-28 | 250,000 | $27.83 | 7,871,286 | No | 4 | S | Indirect | John Sperling Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | John Sperling Revocable Trust |
| No | 4 | S | Indirect | John Sperling Revocable Trust |
| No | 4 | S | Indirect | John Sperling Revocable Trust |
| No | 4 | S | Indirect | John Sperling Irrevocable Trust |
| No | 4 | S | Indirect | John Sperling Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 42,927 | Direct | |
| Class A Common Stock | 1,181,036 | Indirect | Aurora Foundation |
Footnotes
- Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 20,805 target shares of the Issuer's Class A common stock (which will be prorated based on completed full years of service due to the Reporting Person's retirement prior to the end of the performance period). Those performance shares will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.
- By self as trustee and beneficiary of the John Sperling Revocable Trust dated November 26, 2007.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.41 to a high of $28.38. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price per share. The actual sale prices ranged from a low of $27.65 to a high of $28.01. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994.
- By Self as trustee of the Aurora Foundation dated May 22, 1997.
Billionaire Hedge Funds
