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Home > Insider Trading > Filing (0001181431-13-055532)

Filing Details

Accession Number:: 0001181431-13-055532
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-29 19:00:31
Reporting Period:: 2013-10-25

Filing Date:: 2013-10-29
Accepted Time:: 2013-10-29 19:00:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1162194	Fluidigm Corp	FLDM	Laboratory Analytical Instruments (3826)	770513190

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1435931	Maxwell William Smith	Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080	Evp, Legal Affairs & Gc	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-25	12,250	$15.49	12,250	No	4	M	Direct
Common Stock	Disposition	2013-10-25	12,250	$25.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-10-25	12,250	$0.00	12,250	$15.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
39,750		2022-02-17	No	4	M	Direct

Footnotes

The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 28, 2012.
1/48 of the shares subject to the Option vested on February 17, 2012 and 1/48 of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.