Filing Details
- Accession Number:
- 0001127602-13-029942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 18:00:47
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 18:00:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 723188 | Community Bank System Inc. | CBU | National Commercial Banks (6021) | 161213679 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234449 | A Nicholas Dicerbo | 2835 West River Road Olean NY 14760 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 4,520 | $24.15 | 138,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 4,520 | $37.00 | 134,084 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-10-28 | 4,520 | $0.00 | 4,520 | $24.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-21 | 2014-01-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 104,379 | Indirect | By Law Firm (Partner) |
| Common Stock | 888 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock (Deferred Compensation) | $0.00 | 56,107 | 56,107 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 56,107 | 56,107 | Direct |
Footnotes
- Includes 19.917 and 559.534 shares acquired on July 10, 2013 and October 10, 2013, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- Includes 837.357 shares acquired on October 10, 2013 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- Includes 7.383 shares acquired on July 10, 2013 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
- Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
- Includes 452.0888 units of phantom stock acquired on October 10, 2013 under the Deferred Compensation Plan's dividend reinvestment feature.
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