Filing Details

Accession Number:
0001209191-13-049707
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 17:41:13
Reporting Period:
2013-10-25
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 17:41:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365252 Jack Engelkes P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-25 3,000 $33.24 54,548 No 4 S Direct
Common Stock Disposition 2013-10-25 200 $0.00 54,348 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 22,360 Indirect Custodian for daughters
Common Stock 2,061 Indirect Held in Simple IRA
Common Stock - Restricted 2,666 Direct
Common Stock 90,977 Indirect Owned solely by wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $4.92 1,425 1,425 Direct
Common Stock Stock Option $4.21 712 712 Direct
Common Stock Stock Option $5.33 2,851 2,851 Direct
Common Stock Stock Option $8.60 2018-01-09 2,376 2,376 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,425 1,425 Direct
712 712 Direct
2,851 2,851 Direct
2018-01-09 2,376 2,376 Direct
Footnotes
  1. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
  2. The option is exercisable in three equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  3. The option is exercisable in four equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  4. The option is exercisable in five equal annual installments and expires 10 years from the exercisable date, therefore the first installment became exercisable on December 31, 2005 and expires on December 31, 2015.
  5. Includes 362.477 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  6. Includes 15.6023 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  7. Includes 20.984 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  8. Restricted Stock granted on April 21, 2011 will vest in 33 1/3% installments over three years each April 21st.
  9. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  10. The reporting person had 666 shares vest since the last filing.
  11. The exercise price decreased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
  12. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.