Filing Details
- Accession Number:
- 0001555160-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 17:19:14
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 17:19:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1555160 | F Kurt Wozniak | 140 John James Audubon Parkway Amherst NY 14228 | Vp-Latin America | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-28 | 1,111 | $13.43 | 13,086 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-28 | 2,246 | $13.27 | 15,332 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-28 | 774 | $26.91 | 14,558 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-28 | 2,069 | $26.91 | 12,489 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-10-28 | 2,246 | $0.00 | 2,246 | $13.27 |
Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-10-28 | 1,111 | $0.00 | 1,111 | $13.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-18 | 2019-05-17 | No | 4 | M | Direct |
3,335 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,975 | Direct | |
Common Stock | 1,424 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2011-05-19 | 2018-05-18 | 356 | 356 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,777 | 1,777 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 1,809 | 1,809 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 6,788 | 6,788 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 356 | 356 | Direct |
2020-05-16 | 1,777 | 1,777 | Direct |
2021-05-22 | 1,809 | 1,809 | Direct |
2023-05-20 | 6,788 | 6,788 | Direct |
Footnotes
- Includes 7,910 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 234 shares become fully vested and non-forfeitable 5/17/2014; 479 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/23/2014, 1,663 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/21/2014; 3,218 share become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,316 shares become fully vested and non-forfeitable on 5/21/2014, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- The reporting person exercised 2,246 options on 10/28/13.
- The reporting person exercised 1,111 options on 10/28/2013. The remaining 3,335 options become exercisable 33% per year for three years beginning 5/21/2014, if reporting person remains an employee of issuer.
- All exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.