Filing Details
- Accession Number:
- 0001181431-13-055494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 16:53:53
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 16:53:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494211 | M Ita Brennan | C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-28 | 12,500 | $10.09 | 103,536 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $2.00 | 2016-09-07 | 2,344 | 2,344 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $8.19 | 2016-11-23 | 37,500 | 37,500 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.71 | 2019-03-02 | 50,000 | 50,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $7.45 | 2019-08-10 | 33,000 | 33,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.90 | 2020-06-26 | 62,226 | 62,226 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.90 | 2020-06-26 | 12,774 | 12,774 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 16,250 | 16,250 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 48,750 | 48,750 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $8.58 | 2021-02-10 | 65,000 | 65,000 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 651 | 651 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 929 | 929 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 9,375 | 9,375 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 11,000 | 11,000 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 42,666 | 42,666 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-09-07 | 2,344 | 2,344 | Direct |
2016-11-23 | 37,500 | 37,500 | Direct |
2019-03-02 | 50,000 | 50,000 | Direct |
2019-08-10 | 33,000 | 33,000 | Direct |
2020-06-26 | 62,226 | 62,226 | Direct |
2020-06-26 | 12,774 | 12,774 | Direct |
2021-02-10 | 16,250 | 16,250 | Direct |
2021-02-10 | 48,750 | 48,750 | Direct |
2021-02-10 | 65,000 | 65,000 | Direct |
651 | 651 | Direct | |
929 | 929 | Direct | |
9,375 | 9,375 | Direct | |
11,000 | 11,000 | Direct | |
42,666 | 42,666 | Direct | |
100,000 | 100,000 | Direct |
Footnotes
- The option is fully vested.
- The option vests and becomes exercisable in forty-eight monthly installments beginning on June 26, 2010.
- The option vests and becomes exercisable in thirty-six monthly installments beginning on February 10, 2011.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
- The RSUs vest in sixteen quarterly installments beginning on March 5, 2010.
- The RSUs vest in four annual installments beginning on July 1, 2011.
- The RSUs vest in three annual installments beginning on February 5, 2012.
- The RSUs vest in three annual installments beginning on February 5, 2013.
- The RSUs vest in three annual installments beginning on February 5, 2014.
- This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 30, 2013.
- This price represents the weighted average sale price of the shares sold ranging from $9.78 to $10.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.