Filing Details

Accession Number:
0001181431-13-055494
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 16:53:53
Reporting Period:
2013-10-28
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 16:53:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494211 M Ita Brennan C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-28 12,500 $10.09 103,536 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $2.00 2016-09-07 2,344 2,344 Direct
Common Stock Employee Stock Option (Right to Buy) $8.19 2016-11-23 37,500 37,500 Direct
Common Stock Employee Stock Option (Right to Buy) $6.71 2019-03-02 50,000 50,000 Direct
Common Stock Employee Stock Option (Right to Buy) $7.45 2019-08-10 33,000 33,000 Direct
Common Stock Employee Stock Option (Right to Buy) $6.90 2020-06-26 62,226 62,226 Direct
Common Stock Employee Stock Option (Right to Buy) $6.90 2020-06-26 12,774 12,774 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 16,250 16,250 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 48,750 48,750 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 65,000 65,000 Direct
Common Stock Restricted Stock Units $0.00 651 651 Direct
Common Stock Restricted Stock Units $0.00 929 929 Direct
Common Stock Restricted Stock Units $0.00 9,375 9,375 Direct
Common Stock Restricted Stock Units $0.00 11,000 11,000 Direct
Common Stock Restricted Stock Units $0.00 42,666 42,666 Direct
Common Stock Restricted Stock Units $0.00 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-09-07 2,344 2,344 Direct
2016-11-23 37,500 37,500 Direct
2019-03-02 50,000 50,000 Direct
2019-08-10 33,000 33,000 Direct
2020-06-26 62,226 62,226 Direct
2020-06-26 12,774 12,774 Direct
2021-02-10 16,250 16,250 Direct
2021-02-10 48,750 48,750 Direct
2021-02-10 65,000 65,000 Direct
651 651 Direct
929 929 Direct
9,375 9,375 Direct
11,000 11,000 Direct
42,666 42,666 Direct
100,000 100,000 Direct
Footnotes
  1. The option is fully vested.
  2. The option vests and becomes exercisable in forty-eight monthly installments beginning on June 26, 2010.
  3. The option vests and becomes exercisable in thirty-six monthly installments beginning on February 10, 2011.
  4. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  5. The RSUs vest in sixteen quarterly installments beginning on March 5, 2010.
  6. The RSUs vest in four annual installments beginning on July 1, 2011.
  7. The RSUs vest in three annual installments beginning on February 5, 2012.
  8. The RSUs vest in three annual installments beginning on February 5, 2013.
  9. The RSUs vest in three annual installments beginning on February 5, 2014.
  10. This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 30, 2013.
  11. This price represents the weighted average sale price of the shares sold ranging from $9.78 to $10.30 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.