Filing Details
- Accession Number:
- 0001181431-13-055465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 16:12:26
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 16:12:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492691 | Swift Transportation Co | SWIFT | Trucking (No Local) (4213) | 205589597 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227967 | Rodney Sartor | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Ex Vp Natl Network Planning | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-10-28 | 12,000 | $11.00 | 18,678 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-10-28 | 12,000 | $22.18 | 6,678 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-28 | 12,000 | $0.00 | 12,000 | $11.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 108,000 | 2007-10-16 | 2017-10-16 | No | 4 | M | Direct |
Footnotes
- Includes an award of 4,678 Restricted Stock Units granted under the Issuer's 2007 Omnibus Incentive Plan, as amended and restated as of October 15, 2010. Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's common stock. The Restricted Stock Units vest in 3 equal annual installments beginning February 22, 2014.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $22.18 to $22.195. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securirites and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
Billionaire Hedge Funds
