Filing Details
- Accession Number:
- 0000356028-13-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 16:04:28
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 16:04:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495243 | J George Fischer | One Ca Plaza Islandia NY 11749 | Evp & Grp Exec, Ww Sales & Ser | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Acquisiton | 2013-10-28 | 43,082 | $21.77 | 140,050 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2013-10-28 | 22,480 | $21.78 | 162,530 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Disposition | 2013-10-28 | 65,562 | $31.25 | 96,968 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-10-28 | 43,082 | $0.00 | 43,082 | $21.77 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2013-10-28 | 22,480 | $0.00 | 22,480 | $21.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-08-02 | No | 4 | M | Direct | |
| 21,817 | 2018-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.10 Par Value | 34 | Indirect | 401(k) Plan |
Footnotes
- Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $31.250 to $31.258.
- The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of October 28, 2013.
- This option became exercisable over a three-year period as follows: 34% on August 2, 2007, 33% on August 2, 2008 and 33% on August 2, 2009.
- The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
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