Filing Details
- Accession Number:
- 0001144204-13-057374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 14:38:43
- Reporting Period:
- 2013-10-25
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 14:38:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320121 | Telos Corp | TLSRP | Services-Computer Integrated Systems Design (7373) | 520880974 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1273617 | P L Ii Partnership Channel | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2013-10-25 | 8,027 | $14.80 | 400,222 | No | 4 | P | Direct | |
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2013-10-25 | 12,661 | $14.80 | 400,222 | No | 4 | P | Indirect | See Footnote |
Preferred Stock, Par Value $.01 Per Share | Acquisiton | 2013-10-25 | 6,034 | $14.80 | 400,222 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share of Telos Corporation (TLSRP) ("Telos").
- On the date hereof and as a result of the Reporting Person's October 25, 2013 purchase of 8,027 shares of Preferred Stock reported herein, of the total Amount of Securities Beneficially Owned Following Reported Transactions reported in Column 5 hereof, the Reporting Person directly beneficially owns 120,450 shares of the 12% Cumulative Exchangeable Redeemable Preferred Stock, par value $.01 per share of Telos (the "Preferred Stock").
- The Reporting Person has an indirect beneficial ownership interest in securities held in the name of Wynnefield Partners Small Cap Value, L.P. I, as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. Wynnefield Partners Small Cap Value, L.P. I, which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person, and directly beneficially owns these securities of Telos to which the Reporting Person claims indirect beneficial ownership. On the date hereof and as a result of its October 25, 2013 purchase of 12,661 shares of Preferred Stock reported herein, Wynnefield Partners Small Cap Value, L.P. I directly beneficially owns 188,206 shares of Preferred Stock.
- The Reporting Person has an indirect beneficial ownership interest in securities held in the name of Wynnefield Small Cap Value Offshore Fund, Ltd., as members of a group under Section 13(d) of the Securities Exchange Act of 1934, as amended. Wynnefield Small Cap Value Offshore Fund, Ltd., which maintains offices at the same address as the Reporting Person, is filing this Form jointly with the Reporting Person, and directly beneficially owns the securities of Telos to which the Reporting Person claims indirect beneficial ownership. On the date hereof and as a result of its October 25, 2013 purchase of 6,034 shares of Preferred Stock reported herein, Wynnefield Small Cap Value Offshore Fund, Ltd. directly beneficially owns 91,566 shares of Preferred Stock.