Filing Details
- Accession Number:
- 0000350894-13-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 14:31:46
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 14:31:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187548 | Jeffrey N Klauder | One Freedom Valley Drive Oaks PA 19456 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase0 | Acquisiton | 2013-10-29 | 30,000 | $15.01 | 47,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-29 | 30,000 | $34.07 | 17,964 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to purchase) | Acquisiton | 2013-10-29 | 30,000 | $15.01 | 30,000 | $15.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 155,000 | 2004-08-13 | 2013-08-13 | No | 4 | M | Direct |
Billionaire Hedge Funds
