Home > Insider Trading > Filing (0001262063-13-000325)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1264236	Perry Oei	777 North Broadway Los Angeles CA 90012	Svp, General Counsel,Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-10-28	10,080	$24.80	11,765	No	4	M	Direct
Common Stock	Disposition	2013-10-28	8,080	$25.56	3,685	No	4	S	Direct
Common Stock	Disposition	2013-10-28	2,000	$25.70	1,685	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2013-10-28	10,080	$0.00	10,080	$24.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,000	2004-11-20	2013-11-20	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$37.00	2006-02-17	2015-02-17	6,000	16,000	Direct
Common Stock	Stock Option	$36.24	2007-01-25	2016-01-25	5,500	21,500	Direct
Common Stock	Stock Option	$23.37	2009-02-21	2018-02-21	5,500	27,000	Direct
Common Stock	Restricted Stock Units	$0.00			3,776	30,776	Direct
Common Stock	Restricted Stock Units	$0.00			596	31,372	Direct
Common Stock	Restricted Stock Units	$0.00			4,186	35,558	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-17	6,000	16,000	Direct
2016-01-25	5,500	21,500	Direct
2018-02-21	5,500	27,000	Direct
	3,776	30,776	Direct
	596	31,372	Direct
	4,186	35,558	Direct

Footnotes

Represents the weighted average sales price per share. The shares were sold at prices ranging from $25.51 to $25.6225 per share. Full information regarding the number of shares sold at each separate price will be provided, upon request, to the staff of the U.S. Securities and Exchange Commission, the Issuer, or any security holder of the Issuer.
The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on December 20, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.