Filing Details
- Accession Number:
- 0001181431-13-055423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-29 13:15:57
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-29
- Accepted Time:
- 2013-10-29 13:15:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572369 | P Kelly Griffith | C/O Safeway Inc. 5918 Stoneridge Mall Rd. Pleasanton CA 94588 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 6,000 | $25.74 | 62,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 6,000 | $36.26 | 56,630 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-28 | 5,000 | $20.07 | 61,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 5,000 | $36.26 | 56,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 6,000 | $0.00 | 6,000 | $25.74 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 5,000 | $0.00 | 5,000 | $20.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-21 | No | 4 | M | Direct | |
| 10,000 | 2020-07-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,955 | Indirect | By 401(k) Plan |
| Common Stock | 981 | Indirect | By Employee Stock Purchase Plan |
| Common Stock | 400 | Indirect | By Spouse (IRA) |
Footnotes
- The price of $36.26 per share represents a weighted average of sales prices ranging from $36.25 to $36.29 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Between September 1, 2013 and September 30, 2013, the reporting person acquired 23.6042 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of September 30, 2013.
- Between September 1, 2013 and September 30, 2013, the reporting person acquired 7.1973 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of September 30, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 7/21/2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option is exercisable in five annual increments of 20%, beginning on the first anniversary of the date of grant and will be fully exercisable on 7/26/2015.
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