Filing Details

Accession Number:
0001181431-13-055413
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-29 12:30:05
Reporting Period:
2013-10-25
Filing Date:
2013-10-29
Accepted Time:
2013-10-29 12:30:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492633 Nielsen Holdings N.v. NLSN Services-Business Services, Nec (7389) 980662038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510687 Jeffrey Charlton 770 Broadway
New York NY 10003
Svp & Corporate Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-25 32,813 $16.00 46,570 No 4 M Direct
Common Stock Acquisiton 2013-10-25 20,343 $16.00 66,913 No 4 M Direct
Common Stock Disposition 2013-10-25 53,156 $39.03 13,766 No 4 S Direct
Common Stock Acquisiton 2013-10-25 5,469 $32.00 19,235 No 4 M Direct
Common Stock Acquisiton 2013-10-25 3,390 $32.00 22,625 No 4 M Direct
Common Stock Disposition 2013-10-25 8,859 $39.09 13,766 No 4 S Direct
Common Stock Acquisiton 2013-10-25 10,000 $30.19 23,766 No 4 M Direct
Common Stock Disposition 2013-10-25 10,000 $39.00 13,766 No 4 S Direct
Common Stock Acquisiton 2013-10-25 3,750 $27.98 17,516 No 4 M Direct
Common Stock Disposition 2013-10-25 3,750 $39.07 13,766 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 32,813 $0.00 32,813 $16.00
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 20,343 $0.00 20,343 $16.00
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 5,469 $0.00 5,469 $32.00
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 3,390 $0.00 3,390 $32.00
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 10,000 $0.00 10,000 $30.19
Common Stock Options to Purchase Common Stock Disposition 2013-10-25 3,750 $0.00 3,750 $27.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-02-02 No 4 M Direct
6,235 2017-02-02 No 4 M Direct
0 2017-02-02 No 4 M Direct
1,039 2017-02-02 No 4 M Direct
10,000 2018-05-11 No 4 M Direct
11,250 2019-07-26 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39 to $39.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.02 to $39.115, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39 to $39.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.01 to $39.125, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  5. Represents options to purchase shares of common stock of the Issuer, of which 81% were vested as of January 25, 2011 and the remaining 19% vested on December 31, 2011.
  6. Represents options to purchase shares of common stock of the Issuer, of which 1,641 vested on the grant date (December 31, 2006), 6,234 vested on December 31, 2007, 6,234 vested on December 31, 2009 and 6,235 vested on December 31, 2012. The remaining 6,234 will vest on December 31, 2013.
  7. Represents options to purchase shares of common stock of the Issuer, of which 273 vested on the grant date (December 31, 2006), 1,039 vested on December 31, 2007, 1,039 vested on December 31, 2009 and 1,039 vested on December 31, 2012. The remaining 1,039 will vest on December 31, 2013.
  8. Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (May 11, 2011).
  9. Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over four years beginning one year after the grant date (July 26, 2012).