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Home > Insider Trading > Filing (0001144204-13-057267)

Filing Details

Accession Number:: 0001144204-13-057267
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-28 21:49:53
Reporting Period:: 2013-10-24

Filing Date:: 2013-10-28
Accepted Time:: 2013-10-28 21:49:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1100397	Advaxis Inc.	ADXS	Pharmaceutical Preparations (2834)	841521955

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1576077	Robert Petit	305 College Road East Princeton NJ 08540	Chief Scientific Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-24	12,800	$4.00	16,287	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants	Acquisiton	2013-10-24	6,400	$0.00	6,400	$500.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,400	2013-10-22	2018-10-22	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,052	Direct

Footnotes

Represents Shares of Common Stock acquired pursuant to issuer's 2011 Employee Stock Purchase Plan.
Purchased with cash portion of transaction bonus, plus additional personal funds.