Filing Details
- Accession Number:
- 0001002225-13-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 19:49:02
- Reporting Period:
- 2013-10-24
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 19:49:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1290235 | P John Brennan | 600 Townsend Street San Francisco CA 94103 | Svp Hr & Facilities | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-24 | 7,595 | $17.91 | 24,571 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-24 | 4,034 | $33.72 | 20,537 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-10-24 | 1,858 | $33.72 | 18,679 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-10-24 | 12,500 | $12.75 | 31,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-24 | 4,726 | $33.72 | 26,453 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-10-24 | 4,056 | $33.72 | 22,397 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-10-24 | 10,500 | $11.88 | 32,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-24 | 3,699 | $33.72 | 29,198 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-10-24 | 3,110 | $33.72 | 26,088 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-10-25 | 9,110 | $33.82 | 16,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-10-24 | 10,500 | $0.00 | 10,500 | $11.88 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-10-24 | 12,500 | $0.00 | 12,500 | $12.75 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-10-24 | 7,595 | $0.00 | 7,595 | $17.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-14 | 2018-05-14 | No | 4 | M | Direct |
| 2,500 | 2011-05-14 | 2020-05-14 | No | 4 | M | Direct |
| 5,425 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Transaction pursuant to 10b5-1 plan dated 9 September 2013
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
- Shares traded for taxes. No open market activity.
Billionaire Hedge Funds
