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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1577235	Pin Tai	Cathay General Bancorp 9650 Flair Drive El Monte CA 91731	Evp, Clo, Cathay Bank	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-28	16,180	$24.80	21,534	No	4	M	Direct
Common Stock	Disposition	2013-10-28	16,180	$25.70	5,354	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2013-10-28	16,180	$0.00	16,180	$24.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2004-11-20	2013-11-20	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$28.70	2005-02-19	2014-02-19	8,000	8,000	Direct
Common Stock	Stock Option	$37.00	2006-02-17	2015-02-17	14,710	22,710	Direct
Common Stock	Stock Option	$36.90	2007-01-19	2016-01-19	13,750	36,460	Direct
Common Stock	Stock Option	$23.37	2009-02-21	2018-02-21	25,000	61,460	Direct
Common Stock	Restricted Stock Units	$0.00			4,938	66,398	Direct
Common Stock	Restricted Stock Units	$0.00			3,084	69,482	Direct
Common Stock	Restricted Stock Units	$0.00			3,981	73,463	Direct
Common Stockd	Restricted Stock Units	$0.00			3,973	77,436	Direct
Common Stock	Restricted Stock Units	$0.00			1,454	78,890	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-19	8,000	8,000	Direct
2015-02-17	14,710	22,710	Direct
2016-01-19	13,750	36,460	Direct
2018-02-21	25,000	61,460	Direct
	4,938	66,398	Direct
	3,084	69,482	Direct
	3,981	73,463	Direct
	3,973	77,436	Direct
	1,454	78,890	Direct

Footnotes

The option is fully exercisable.
Consists of long term restricted stock units within the meaning of the Emergency Economic Stabilization Act of 2008, as amended from time to time, and the rules and regulations promulgated thereunder ("EESA"). Each unit represents a contingent right to receive one share of CATY Common Stock.
These restricted stock units are scheduled to vest in a single installment on December 15, 2013, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 8, 2014, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on March 14, 2015, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on April 15, 2015, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.
These restricted stock units are scheduled to vest in a single installment on May 17, 2015, or earlier in the event of death or disability, and are subject to certain transfer restrictions under EESA.