Filing Details
- Accession Number:
- 0001181431-13-055349
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 18:40:28
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 18:40:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577003 | T Michael Hoffman | C/O Gigamon Inc. 598 Gibraltar Drive Milpitas CA 95035 | Vp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 1,666 | $6.09 | 94,715 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-28 | 1,619 | $6.09 | 96,334 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-28 | 888 | $6.09 | 97,222 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-28 | 48,623 | $10.38 | 145,845 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-28 | 12,501 | $13.11 | 158,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 150,000 | $36.77 | 8,346 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 1,666 | $0.00 | 1,666 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 1,619 | $0.00 | 1,619 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 888 | $0.00 | 888 | $6.09 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 48,623 | $0.00 | 48,623 | $10.38 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 12,501 | $0.00 | 12,501 | $13.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,334 | 2022-04-05 | No | 4 | M | Direct | |
| 17,814 | 2022-04-05 | No | 4 | M | Direct | |
| 9,778 | 2022-04-05 | No | 4 | M | Direct | |
| 0 | 2023-08-16 | No | 4 | M | Direct | |
| 67,499 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The shares subject to the option shall vest in 36 equal monthly installments beginning on June 11, 2013.
- The shares subject to the option are fully-vested and exercisable.
- The shares subject to the option shall vest in 48 equal monthly installments beginning on January 1, 2013.
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