Filing Details
- Accession Number:
- 0001192381-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 15:45:20
- Reporting Period:
- 2013-10-24
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 15:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-24 | 73,125 | $29.68 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-24 | 73,125 | $55.12 | 162,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-24 | 73,125 | $29.68 | 73,125 | $29.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,227 | Indirect | By 401(k) |
| Common Stock | 500 | Indirect | By Spouse 401(k) |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactons at prices ranging from $55.12 - $55.132, inclusive.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- The option vested 25% annually from 12/14/07 - 12/14/10.
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