Filing Details
- Accession Number:
- 0001225208-13-022327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 15:28:29
- Reporting Period:
- 2013-10-24
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 15:28:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 702165 | Norfolk Southern Corp | NSC | Railroads, Line-Haul Operating (4011) | 521188014 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186075 | P John Rathbone | Three Commercial Place Norfolk VA 23510 | Evp Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-24 | 37,000 | $38.71 | 156,439 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-24 | 34,000 | $50.74 | 190,439 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-24 | 34,000 | $49.56 | 224,439 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-24 | 20,000 | $49.43 | 244,439 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-24 | 4,640 | $86.23 | 239,799 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-10-24 | 116,407 | $84.52 | 123,392 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy, granted 2006) | Disposition | 2013-10-24 | 20,000 | $0.00 | 20,000 | $49.43 |
| Common Stock | Option (right to buy, granted 2007) | Disposition | 2013-10-24 | 34,000 | $0.00 | 34,000 | $49.56 |
| Common Stock | Option (right to buy, granted 2008) | Disposition | 2013-10-24 | 34,000 | $0.00 | 34,000 | $50.74 |
| Common Stock | Option (right to buy, granted 2009) | Disposition | 2013-10-24 | 37,000 | $0.00 | 37,000 | $38.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-01-27 | 2016-01-26 | No | 4 | M | Direct |
| 0 | 2010-01-25 | 2017-01-24 | No | 4 | M | Direct |
| 0 | 2011-01-24 | 2018-01-23 | No | 4 | M | Direct |
| 0 | 2013-01-29 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,395 | Indirect | By 401(k) Plan |
Footnotes
- Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of October 24, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
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