Filing Details

Accession Number:
0001567515-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-28 14:53:00
Reporting Period:
2013-10-24
Filing Date:
2013-10-28
Accepted Time:
2013-10-28 14:53:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1168220 Uluru Inc. ULUR Pharmaceutical Preparations (2834) 412118656
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567515 Gmbh Ipmd C/O Uluru Inc.
4452 Beltway Drive
Addison TX 75001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2013-10-24 750,000 $0.40 3,750,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Securities Purchase Agreement $0.40 2014-01-03 1,250,000 1,250,000 Direct
Common Stock Warrant to purchase common stock, par value $0.001 $0.60 2013-01-03 2014-01-03 3,000,000 3,000,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-03 1,250,000 1,250,000 Direct
2014-01-03 3,000,000 3,000,000 Direct
Footnotes
  1. IPMD GmbH is the owner of 3,750,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The acquisition of 1,000,000, 1,250,000, 750,000, and 750,000 shares of common stock occurred on January 3, 2013, May 7, 2013, September 6, 2013, and October 24, 2013, respectively.
  2. As part of the Securities Purchase Agreement dated December 21, 2012, IPMD GmbH has committed to purchase 1,250,000 additional shares of common stock on or before January 3, 2014.
  3. IPMD GmbH is the holder of a warrant to purchase up to 3,000,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The warrant has vested with respect to 2,250,000 shares of common stock and, provided the IPMD GmbH complies with its obligation to purchase additional shares of common stock on or before January 3, 2014, will vest with respect to 750,000 shares of common stock on or before January 3, 2014 assuming the closing scheduled on such date occurs.