Filing Details
- Accession Number:
- 0001140361-13-039684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 14:46:57
- Reporting Period:
- 2013-10-25
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 14:46:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 77360 | Pentair Ltd | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398493 | Y H David Ho | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-10-25 | 10,000 | $33.38 | 23,133 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-10-25 | 10,000 | $34.18 | 33,133 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-10-25 | 17,200 | $24.78 | 50,333 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-10-25 | 6,140 | $33.38 | 56,473 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-10-25 | 4,242 | $36.98 | 60,715 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2013-10-25 | 6,332 | $34.12 | 67,047 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-10-25 | 34,204 | $65.68 | 32,843 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 10,000 | $0.00 | 10,000 | $33.38 |
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 10,000 | $0.00 | 10,000 | $34.18 |
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 17,200 | $0.00 | 17,200 | $24.78 |
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 6,140 | $0.00 | 6,140 | $33.38 |
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 4,242 | $0.00 | 4,242 | $36.98 |
| Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2013-10-25 | 6,332 | $0.00 | 6,332 | $34.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-03 | No | 4 | M | Direct | |
| 0 | 2018-01-02 | No | 4 | M | Direct | |
| 0 | 2019-01-02 | No | 4 | M | Direct | |
| 0 | 2020-01-04 | No | 4 | M | Direct | |
| 0 | 2021-01-03 | No | 4 | M | Direct | |
| 0 | 2012-09-28 | 2022-01-03 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $65.66 to $65.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- All options are vested and exercisable.
Billionaire Hedge Funds
