Filing Details
- Accession Number:
- 0001181431-13-055247
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-28 11:46:12
- Reporting Period:
- 2013-10-25
- Filing Date:
- 2013-10-28
- Accepted Time:
- 2013-10-28 11:46:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043186 | American Electric Technologies Inc | AETI | Electrical Industrial Apparatus (3620) | 593410234 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398756 | T Neal Hare | 6410 Long Drive Houston TX 77087 | S V President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-25 | 60,000 | $8.00 | 301,616 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Received in exchange for 14,802 shares of M & I Electric Industries, Inc. ("M & I") common stock in connection with the merger transaction among the Issuer, AAT Merger Sub, Inc. and M & I (the "Merger"). On the effective date of the Merger each share of M&I common stock was converted into the right to receive approximately 24.43 shares of the Issuer's common stock, taking into consideration the 5:1 reverse stock split effected in connection with the merger. The closing price of the Issuer's common stock on the closing date of the merger, not taking into consideration the reverse stock split, was $0.97.