Filing Details

Accession Number:
0001181431-13-055247
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-28 11:46:12
Reporting Period:
2013-10-25
Filing Date:
2013-10-28
Accepted Time:
2013-10-28 11:46:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043186 American Electric Technologies Inc AETI Electrical Industrial Apparatus (3620) 593410234
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398756 T Neal Hare 6410 Long Drive
Houston TX 77087
S V President Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-25 60,000 $8.00 301,616 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Received in exchange for 14,802 shares of M & I Electric Industries, Inc. ("M & I") common stock in connection with the merger transaction among the Issuer, AAT Merger Sub, Inc. and M & I (the "Merger"). On the effective date of the Merger each share of M&I common stock was converted into the right to receive approximately 24.43 shares of the Issuer's common stock, taking into consideration the 5:1 reverse stock split effected in connection with the merger. The closing price of the Issuer's common stock on the closing date of the merger, not taking into consideration the reverse stock split, was $0.97.