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Home > Insider Trading > Filing (0001262063-13-000311)

Filing Details

Accession Number:: 0001262063-13-000311
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-25 18:21:05
Reporting Period:: 2013-10-25

Filing Date:: 2013-10-25
Accepted Time:: 2013-10-25 18:21:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186009	Y Ting Liu	777 North Broadway Los Angeles CA 90012		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-10-25	2,500	$25.49	374,164	No	4	S	Indirect	By Family Trust
Common Stock	Disposition	2013-10-25	2,500	$25.47	371,664	No	4	S	Indirect	By Family Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Family Trust
No	4	S	Indirect	By Family Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,764	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$37.00	2006-02-17	2015-02-17	3,500	3,500	Direct
Common Stock	Stock Option	$36.24	2007-01-25	2016-01-25	3,500	7,000	Direct
Common Stock	Stock Option	$23.37	2009-02-21	2018-02-21	3,500	10,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-02-17	3,500	3,500	Direct
2016-01-25	3,500	7,000	Direct
2018-02-21	3,500	10,500	Direct

Footnotes

The option is fully exercisable.
The option vests in 5 equal annual installments beginning 02/21/09.