Filing Details
- Accession Number:
- 0001225208-13-022311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-25 17:27:46
- Reporting Period:
- 2013-10-23
- Filing Date:
- 2013-10-25
- Accepted Time:
- 2013-10-25 17:27:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
783005 | Emmis Communications Corp | EMMS | Radio Broadcasting Stations (4832) | 351542018 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1001748 | H Jeffrey Smulyan | 40 Monument Circle Suite 700 Indianapolis IN 46204 | Chairman And Ceo | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-10-23 | 74,513 | $0.00 | 730,956 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-10-23 | 74,513 | $2.42 | 656,443 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2013-10-24 | 48,907 | $0.00 | 705,350 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2013-10-24 | 26,580 | $2.41 | 678,770 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-10-24 | 48,907 | $2.41 | 629,863 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-10-25 | 67,998 | $2.37 | 561,865 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2013-10-23 | 74,513 | $0.00 | 74,513 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-10-24 | 48,907 | $0.00 | 48,907 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,648,171 | No | 4 | C | Direct | ||
4,599,264 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 8,441 | Indirect | By 401(k) Plan |
Class A Common Stock | 1,231,046 | Indirect | By HSJS, LLC |
Class A Common Stock | 11,120 | Indirect | By Trusts for Children |
Footnotes
- Pursuant to the Company's Articles of Incorporation, shares of Class B Common Stock are convertible on a one-for-one basis into Class A Common Stock at any time with no expiration date, and shares of Class B Common Stock convert automatically into an equivalent number of shares of Class A Common Stock upon disposition by Mr. Smulyan of such Class B Common Stock shares.
- Mr. Smulyan's sales of these shares are in lieu of the sales that originally were to be made under the 10b5-1 plan referenced in his Form 4's filed on September 17, 2013 and October 7, 2013. The 10b5-1 plan has been terminated.