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Home > Insider Trading > Filing (0001015328-13-000196)

Filing Details

Accession Number:: 0001015328-13-000196
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-25 16:54:27
Reporting Period:: 2013-10-23

Filing Date:: 2013-10-25
Accepted Time:: 2013-10-25 16:54:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015328	Wintrust Financial Corp	WTFC	State Commercial Banks (6022)	363873352

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1267655	B Richard Murphy	9700 West Higgins Road, 8Th Floor Rosemont IL 60018	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-10-17	510	$0.00	434	No	5	G	Indirect	by Spouse
Common Stock	Acquisiton	2013-10-23	42,000	$43.20	76,218	No	4	M	Direct
Common Stock	Disposition	2013-10-23	42,000	$43.98	34,218	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	by Spouse
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Opion (right to buy)	Disposition	2013-10-23	42,000	$0.00	42,000	$43.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-10-30	2013-10-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,586	Indirect	FBO minor children
Common Stock	3,162	Indirect	by 401(k) Plan