Filing Details

Accession Number:
0000929887-13-000152
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-25 14:58:43
Reporting Period:
2013-10-23
Filing Date:
2013-10-25
Accepted Time:
2013-10-25 14:58:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929887 Apollo Group Inc APOL Services-Educational Services (8200) 860419443
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1560837 G Jeffrey Langenbach 4025 S. Riverpoint Parkway
Phoenix AZ 85040
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-23 879 $26.60 46,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 30, 2012.
  2. Includes (i) 23,184 shares of the Issuer's Class A common stock subject to RSUs granted August 13, 2013, (ii) 7,761 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2012, (iii) 3,392 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, and (iv) 1,006 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010. The 23,184 shares underlying the August 13, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2014, August 13, 2015, August 13, 2016, and August 13, 2017 vesting dates. The 7,761 shares underlying the July 2, 2012 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer (footnote continued below)
  3. (continued from footnote 2 above) through each of the July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. The 3,392 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2014 and July 6, 2015 vesting dates. The 1,006 shares underlying the July 6, 2010 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the July 6, 2014 vesting date. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
  4. Does not include (i) 1,212 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 1,185 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 1,422 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. (footnote continued below)