Filing Details
- Accession Number:
- 0000350852-13-000092
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-25 10:50:42
- Reporting Period:
- 2013-10-23
- Filing Date:
- 2013-10-25
- Accepted Time:
- 2013-10-25 10:50:42
- Original Submission Date:
- 2013-10-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215235 | B James Draughn | C/O Community Trust Bancorp Inc Po Box 2947 Pikeville KY 41502-2947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-21 | 4,208 | $30.88 | 11,218 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-21 | 10,000 | $32.44 | 21,218 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-21 | 4,161 | $32.44 | 25,379 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-21 | 3,750 | $28.32 | 29,129 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-23 | 22,119 | $42.55 | 7,010 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option | Disposition | 2013-10-21 | 1,052 | $30.88 | 1,052 | $30.88 |
Common Stock | Option | Disposition | 2013-10-21 | 1,052 | $30.88 | 1,052 | $30.88 |
Common Stock | Option | Disposition | 2013-10-21 | 1,052 | $30.88 | 1,052 | $30.88 |
Common Stock | Option | Disposition | 2013-10-21 | 1,052 | $30.88 | 1,052 | $30.88 |
Common Stock | Option | Disposition | 2013-10-21 | 10,000 | $32.44 | 10,000 | $32.44 |
Common Stock | Option | Disposition | 2013-10-21 | 1,040 | $32.44 | 1,040 | $32.44 |
Common Stock | Option | Disposition | 2013-10-21 | 1,040 | $32.44 | 1,040 | $32.44 |
Common Stock | Option | Disposition | 2013-10-21 | 1,040 | $32.44 | 1,040 | $32.44 |
Common Stock | Option | Disposition | 2013-10-21 | 1,040 | $32.44 | 1,040 | $32.44 |
Common Stock | Option | Disposition | 2013-10-21 | 3,750 | $28.32 | 3,750 | $28.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,156 | 2006-01-28 | 2015-01-28 | No | 4 | M | Direct |
2,104 | 2007-01-28 | 2015-01-28 | No | 4 | M | Direct |
1,052 | 2008-01-28 | 2015-01-28 | No | 4 | M | Direct |
0 | 2009-01-28 | 2015-01-28 | No | 4 | M | Direct |
0 | 2011-01-27 | 2016-01-27 | No | 4 | M | Direct |
3,121 | 2007-01-27 | 2016-01-27 | No | 4 | M | Direct |
2,081 | 2008-01-27 | 2016-01-27 | No | 4 | M | Direct |
1,040 | 2009-01-27 | 2016-01-27 | No | 4 | M | Direct |
0 | 2010-01-27 | 2016-01-27 | No | 4 | M | Direct |
0 | 2013-01-29 | 2018-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,509 | Indirect | By: ESOP |
Common Stock | 9,355 | Indirect | By: 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option | $38.95 | 2008-01-23 | 2017-01-23 | 1,204 | 1,204 | Direct |
Common Stock | Option | $38.95 | 2009-01-23 | 2017-01-23 | 1,204 | 2,407 | Direct |
Common Stock | Option | $38.95 | 2010-01-23 | 2017-01-23 | 1,204 | 3,611 | Direct |
Common Stock | Option | $38.95 | 2011-01-23 | 2017-01-23 | 1,204 | 4,814 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-23 | 1,204 | 1,204 | Direct |
2017-01-23 | 1,204 | 2,407 | Direct |
2017-01-23 | 1,204 | 3,611 | Direct |
2017-01-23 | 1,204 | 4,814 | Direct |
Footnotes
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).