Filing Details
- Accession Number:
- 0001411207-13-000177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-24 16:40:39
- Reporting Period:
- 2013-10-22
- Filing Date:
- 2013-10-24
- Accepted Time:
- 2013-10-24 16:40:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543488 | L. Sharon Dean | One Allison Way Indianapolis IN 46222 | Vp, Quality And Reliability | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-22 | 5,421 | $8.44 | 16,616 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-22 | 5,421 | $25.85 | 11,195 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-23 | 79 | $8.44 | 11,274 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-23 | 5,421 | $25.85 | 11,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-22 | 5,421 | $0.00 | 5,421 | $8.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-23 | 79 | $0.00 | 79 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 67,154 | 2017-09-30 | No | 4 | M | Direct | |
| 67,075 | 2017-09-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2013.
- The option vested in five equal annual installments beginning on August 7, 2008.
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