Filing Details
- Accession Number:
- 0001074760-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-24 14:10:36
- Reporting Period:
- 2013-08-02
- Filing Date:
- 2013-10-24
- Accepted Time:
- 2013-10-24 14:10:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490286 | Tortoise Mlp Fund Inc. | NTG | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1097362 | Sun Life Financial Inc | Sun Life Assurance Co Of Canada 150 King Street West Suite 1400 Toronto A6 M5H 1J9 | No | No | Yes | No | |
| 1381352 | Sun Life Assurance Co Of Canada | 150 King Street West Toronto A6 M5H 1J9 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 4.29% Senior Notes Series D Due Dec. 15, 2020 | Disposition | 2013-08-02 | 1,000,000 | $0.00 | 12,000,000 | No | 4 | S | Indirect | By Sun Life Assurance Company of Canada |
| 2.48% Senior Notes Series A Due Dec. 15, 2020 | Disposition | 2013-08-02 | 0 | $0.00 | 10,000,000 | No | 4 | S | Indirect | By Sun Life Assurance Company of Canada |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Sun Life Assurance Company of Canada |
| No | 4 | S | Indirect | By Sun Life Assurance Company of Canada |
Footnotes
- Securities are no longer indirectly owned by Sun Life Financial Inc. as a result of the sale of 100% of the common stock of the owner of the securities, Sun Life Assurance Company of Canada (U.S.), to Delaware Life Holdings LLC on August 2, 2013.
- Shares are owned by Sun Life Assurance Company of Canada, a 100% owned subsidiary of Sun Life Financial Inc.
Billionaire Hedge Funds
