Filing Details
- Accession Number:
- 0001181431-13-055055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-24 12:44:27
- Reporting Period:
- 2013-10-23
- Filing Date:
- 2013-10-24
- Accepted Time:
- 2013-10-24 12:44:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1440622 | M. Diane Dietz | 5918 Stoneridge Mall Road Pleasanton CA 94588 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-23 | 100,000 | $26.82 | 193,487 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-23 | 100,000 | $35.40 | 93,487 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-23 | 93,000 | $26.82 | 186,487 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-23 | 93,000 | $35.54 | 93,487 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-23 | 193,000 | $0.00 | 193,000 | $26.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2014-08-01 | No | 4 | M | Direct |
Footnotes
- The price of $35.40 per share represents a weighted average of sales prices ranging from $35.31 to $35.64 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price of $35.54 per share represents a weighted average of sales prices ranging from $35.52 to $35.56 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. This option became fully exercisable on 8/1/2013.
Billionaire Hedge Funds
