Filing Details

Accession Number:
0001225208-13-022237
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-24 10:05:22
Reporting Period:
2013-10-23
Filing Date:
2013-10-24
Accepted Time:
2013-10-24 09:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542909 Lee Christina Brown 850 Dixie Highway
Louisville KY 40210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2013-10-09 2,520 $0.00 255,180 No 5 G Direct
Class B Common Disposition 2013-10-09 1,030 $0.00 63,159 No 5 G Direct
Class B Common Acquisiton 2013-10-23 131,303 $22.49 194,462 No 4 M Direct
Class B Common Disposition 2013-10-23 48,085 $72.36 146,377 No 4 S Direct
Class B Common Disposition 2013-10-23 83,218 $72.46 63,159 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non-Qualified Stock Option (right to buy) Disposition 2013-10-23 131,303 $0.00 131,303 $22.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-05-01 2014-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common 253,176 Indirect Estate of Owsley Brown II
Class A Common 3,330,114 Indirect Olympus Three LLC
Class B Common 6,703,641 Indirect Olympus Three LLC
Class A Common 504,775 Indirect Owsley Brown II 1994 GRAT
Class B Common 126,193 Indirect Owsley Brown II 1994 GRAT
Class B Common 1,980 Indirect Owsley Brown II IRA
Class A Common 1,277,100 Indirect Polaris LLC
Class B Common 343,600 Indirect Polaris LLC
Class A Common 67,714 Indirect Trust u/a Owsley Brown III
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class B Common Stock Appreciation Right $33.65 2007-11-15 2015-07-24 5,311 5,311 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-07-24 5,311 5,311 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 to $72.77, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
  2. The closing prices of BF-B ($72.46) on October 23, 2013 was used to calculate the tax withholding obligation.