Filing Details
- Accession Number:
- 0001140361-13-039405
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 20:27:11
- Reporting Period:
- 2013-10-14
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 20:27:11
- Original Submission Date:
- 2013-10-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314475 | Spark Networks Inc | LOV | Services-Business Services, Nec (7389) | 208901733 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402093 | J Gregory Franchina | C/O Spark Networks, Inc. 11150 Santa Monica Blvd., Suite 600 Los Angeles CA 90025 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-14 | 6,454 | $3.00 | 6,454 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-14 | 6,454 | $7.56 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-15 | 1,200 | $3.00 | 1,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-15 | 1,200 | $7.48 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-10-14 | 6,454 | $0.00 | 6,454 | $3.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-10-15 | 1,200 | $0.00 | 1,200 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 268,546 | 2016-01-05 | No | 4 | M | Direct | |
| 267,346 | 2016-01-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 11, 2013.
- The price reported in Table 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.47 to $7.72, inclusive. The reporting person undertakes to provide to the company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) in this Form 4.
- The price reported in Table 1 Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.44 to $7.56, inclusive.
- Options are currently exercisable.
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