Filing Details
- Accession Number:
- 0001242648-13-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 17:48:11
- Reporting Period:
- 2013-10-22
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 17:48:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000180 | Sandisk Corp | SNDK | Computer Storage Devices (3572) | 770191793 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1242654 | Sanjay Mehrotra | 951 Sandisk Drive Milpitas CA 95035 | President/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-22 | 30,000 | $51.24 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-22 | 21,000 | $25.18 | 51,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-22 | 9,000 | $8.16 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-22 | 60,000 | $70.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2013-10-22 | 30,000 | $0.00 | 30,000 | $51.24 |
| Common Stock | Employee Stock Option | Disposition | 2013-10-22 | 21,000 | $0.00 | 21,000 | $25.18 |
| Common Stock | Employee Stock Option | Disposition | 2013-10-22 | 9,000 | $0.00 | 9,000 | $8.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 154,375 | 2018-01-02 | No | 4 | M | Direct | |
| 0 | 2015-02-18 | No | 4 | M | Direct | |
| 111,000 | 2016-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,390 | Indirect | By Mehrotra Family Trust |
Footnotes
- The transaction was effected by the reporting person pursuant to a Rule 10b-5(1) sales plan effective as of August 10, 2010.
- The prices for the transactions on this line ranged from $70.00 to $70.05.
- Full Information regarding the number of shares sold at each separate price will be provided, upon request, to the Commission staff, the issuer or a security holder of the issuer
- Option Grant shall become exercisable with respect to 25% of the option shares on the first anniversary of the vesting commencement date and the balance in equal quarterly installments over the next three years thereafter.
Billionaire Hedge Funds
