Filing Details
- Accession Number:
- 0001140361-13-039374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 17:04:09
- Reporting Period:
- 2013-10-21
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 17:04:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Jds Uniphase Corp | JDSU | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245146 | W David Heard | 430 N Mccarthy Boulevard Milpitas CA 95035 | President, Commtest | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-21 | 12,925 | $11.66 | 12,925 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 12,925 | $16.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-21 | 6,450 | $11.66 | 6,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-21 | 6,450 | $16.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2013-10-21 | 12,925 | $0.00 | 12,925 | $11.66 |
| Common Stock | Non-qualified stock option (right-to-buy) | Disposition | 2013-10-21 | 6,450 | $0.00 | 6,450 | $11.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 81,075 | 2011-11-15 | 2018-11-15 | No | 4 | M | Direct |
| 40,550 | 2011-11-15 | 2018-11-15 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
Billionaire Hedge Funds
