Filing Details
- Accession Number:
- 0001127602-13-029665
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 16:03:57
- Reporting Period:
- 2013-10-21
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 16:03:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
311094 | Westamerica Bancorporation | WABC | National Commercial Banks (6021) | 942156203 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201502 | J Jennifer Finger | Westamerica Bancorporation 4550 Mangels Blvd. Fairfield CA 94534 | Svp/Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-21 | 17,300 | $49.61 | 27,138 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-21 | 17,300 | $52.71 | 9,838 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-10-21 | 17,300 | $0.00 | 17,300 | $49.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-01-22 | 2014-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,030 | Indirect | Deferred |
Common Stock | 65 | Indirect | Esop |
Footnotes
- This is a weighted average price of multiple transactions for the same option. The sale price ranges from $52.55 to $52.94.
- The Form 4 filed on 7/18/13 was timely filed to report a discretionary transaction out of Westamerica's stock fund held in the company's ESOP. However, due to an administrative error, the number of shares were under reported by 385.092 shares. The correction has been made and the total number of shares held in the Company's ESOP by the reporting person is now accurate as of 9/30/13, the date of the reporting person's last ownership report.
- Options vest ratably over three years beginning one year after date of grant.