Filing Details
- Accession Number:
- 0001209191-13-048990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-23 12:44:24
- Reporting Period:
- 2013-10-22
- Filing Date:
- 2013-10-23
- Accepted Time:
- 2013-10-23 12:44:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368514 | Adma Biologics Inc. | NONE | Biological Products, (No Disgnostic Substances) (2836) | 562590442 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526880 | Burrill Capital Fund Iv, L.p. | One Embarcadero Center Suite 2700 San Francisco CA 94111 | No | No | Yes | No | |
| 1542967 | Burrill & Co (Bcf Iv Gp), Llc | One Embarcadero Center Suite 2700 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2013-10-22 | 308,824 | $8.50 | 1,433,304 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares are held of record by Burrill Capital Fund IV, L.P ("Burrill") and are deemed to be beneficially owned by Burrill & Company (BCF IV GP), LLC ("Burrill GP"), and each of the individual managing members of Burrill GP. The individual managing members of Burrill GP are G. Steven Burrill and David S. Wetherell (the "Managers"). Burrill GP and the Managers may share voting and dispositive power over the shares owned of record by Burrill. Burrill GP and the Managers disclaim beneficial ownership over such shares except to the extent of their respective pecuniary interest therein.
Billionaire Hedge Funds
