Filing Details
- Accession Number:
- 0001127602-13-029636
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-22 17:40:46
- Reporting Period:
- 2013-10-18
- Filing Date:
- 2013-10-22
- Accepted Time:
- 2013-10-22 17:40:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 311094 | Westamerica Bancorporation | WABC | National Commercial Banks (6021) | 942156203 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201516 | A John Thorson | Westamerica Bancorporation 4550 Mangels Blvd 94534 | Svp/Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-18 | 10,830 | $49.61 | 10,830 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-18 | 10,830 | $51.24 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-10-18 | 10,830 | $0.00 | 10,830 | $49.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-22 | 2014-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 415 | Indirect | as UGMA |
| Common Stock | 415 | Indirect | as UGMA |
| Common Stock | 322 | Indirect | Esop |
| Common Stock | 6,937 | Indirect | By Trust |
Footnotes
- Includes shares acquired under Westamerica Bancorporation's Tax Deferred Savings /Retirement (ESOP) Plan since the date of the reporting person's last ownership report.
- Options vest ratably over three years beginning one year after grant date.
Billionaire Hedge Funds
