Filing Details
- Accession Number:
- 0001140361-13-039283
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-22 18:15:15
- Reporting Period:
- 2013-10-18
- Filing Date:
- 2013-10-22
- Accepted Time:
- 2013-10-22 17:15:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495361 | Ewens Betty Quadracci | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-10-18 | 288,767 | $32.00 | 787,412 | No | 4 | S | Indirect | As trustee - EEQ Tr |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | As trustee - EEQ Tr |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,608 | Direct | |
Class A Common Stock | 7,894 | Indirect | By 401(a) Plan |
Class A Common Stock | 1,424 | Indirect | As trustee - HRQ for Rich. |
Class A Common Stock | 11,864 | Indirect | As trustee - QCT HRQ |
Class A Common Stock | 17,471 | Indirect | As co-trustee - HVQ Life Ins. Tr. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options (Right to Buy) | $19.12 | 2012-05-14 | 2021-11-18 | 2,000 | 2,000 | Direct |
Class A Common Stock | Stock Options (Right to Buy) | $23.37 | 2017-01-31 | 5,000 | 5,000 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $29.37 | 2018-01-31 | 2,500 | 2,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $15.37 | 2019-01-31 | 2,500 | 2,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $16.62 | 2020-01-31 | 2,500 | 2,500 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2021-01-01 | 2,392 | 2,392 | Direct | |
Class A Common Stock | Stock Options (Right to Buy) | $14.14 | 2022-01-01 | 2,392 | 2,392 | Direct | |
Class A Common Stock | Class B Common Stock | $0.00 | 487,038 | 487,038 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 186,280 | 186,280 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 51,614 | 51,614 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-11-18 | 2,000 | 2,000 | Direct |
2017-01-31 | 5,000 | 5,000 | Direct |
2018-01-31 | 2,500 | 2,500 | Direct |
2019-01-31 | 2,500 | 2,500 | Direct |
2020-01-31 | 2,500 | 2,500 | Direct |
2021-01-01 | 2,392 | 2,392 | Direct |
2022-01-01 | 2,392 | 2,392 | Direct |
487,038 | 487,038 | Indirect | |
186,280 | 186,280 | Indirect | |
51,614 | 51,614 | Indirect |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2013.
- As Trustee for the Elizabeth E. Quadracci Rev Tr of 1980. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- As Trustee for the HRQ 1990 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- As Trustee for the Quadracci Children's Trust f/b/o Harry R. Quadracci. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- As Co-Trustee of the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- Became exercisable as to 2,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 1,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
- Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.