Filing Details

Accession Number:
0001140361-13-039283
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-22 18:15:15
Reporting Period:
2013-10-18
Filing Date:
2013-10-22
Accepted Time:
2013-10-22 17:15:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495361 Ewens Betty Quadracci C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-10-18 288,767 $32.00 787,412 No 4 S Indirect As trustee - EEQ Tr
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect As trustee - EEQ Tr
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,608 Direct
Class A Common Stock 7,894 Indirect By 401(a) Plan
Class A Common Stock 1,424 Indirect As trustee - HRQ for Rich.
Class A Common Stock 11,864 Indirect As trustee - QCT HRQ
Class A Common Stock 17,471 Indirect As co-trustee - HVQ Life Ins. Tr.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $19.12 2012-05-14 2021-11-18 2,000 2,000 Direct
Class A Common Stock Stock Options (Right to Buy) $23.37 2017-01-31 5,000 5,000 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2018-01-31 2,500 2,500 Direct
Class A Common Stock Stock Options (Right to Buy) $15.37 2019-01-31 2,500 2,500 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 2,500 2,500 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 2,392 2,392 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 2,392 2,392 Direct
Class A Common Stock Class B Common Stock $0.00 487,038 487,038 Indirect
Class A Common Stock Class B Common Stock $0.00 186,280 186,280 Indirect
Class A Common Stock Class B Common Stock $0.00 51,614 51,614 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-18 2,000 2,000 Direct
2017-01-31 5,000 5,000 Direct
2018-01-31 2,500 2,500 Direct
2019-01-31 2,500 2,500 Direct
2020-01-31 2,500 2,500 Direct
2021-01-01 2,392 2,392 Direct
2022-01-01 2,392 2,392 Direct
487,038 487,038 Indirect
186,280 186,280 Indirect
51,614 51,614 Indirect
Footnotes
  1. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2013.
  2. As Trustee for the Elizabeth E. Quadracci Rev Tr of 1980. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  3. As Trustee for the HRQ 1990 Descendants Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  4. As Trustee for the Quadracci Children's Trust f/b/o Harry R. Quadracci. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  5. As Co-Trustee of the Harry V. Quadracci Life Insurance Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
  6. Became exercisable as to 2,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  7. Became exercisable as to 1,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  8. Became exercisable as to 750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  9. Became exercisable as to 500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  10. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
  11. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
  12. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.