Filing Details

Accession Number:
0001209191-13-048911
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-22 15:04:57
Reporting Period:
2013-10-21
Filing Date:
2013-10-22
Accepted Time:
2013-10-22 15:04:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1584207 Springleaf Holdings Inc. LEAF Personal Credit Institutions (6141) 463348401
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124460 R Wesley Edens C/O Fortress Investment Group
1345 Avenue Of The Americas
New York NY 10105
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-10-21 25,000 $17.00 25,000 No 4 P Indirect WRE 2012 Trust LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect WRE 2012 Trust LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 73,437,500 Indirect By Springleaf Financial Holdings, LLC
Footnotes
  1. These shares of Springleaf Holdings, Inc. common stock (the "Shares") held by Springleaf Financial Holdings, LLC are controlled by FCFI Acquisition LLC ("FCFI"). Fortress Investment Fund V (Fund A) L.P., Fortress Investment Fund V (Fund B) L.P., Fortress Investment Fund V (Fund C) L.P., Fortress Investment Fund V (Fund D), L.P., Fortress Investment Fund V (Fund E) L.P., Fortress Investment Fund V (Fund F) L.P. and Fortress Investment Fund V (Fund G) L.P. (collectively, the "Fund V Funds") collectively own 100% of FCFI. FIG LLC is the investment manager of each of the Fund V Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC ("Fortress"). Wesley R. Edens is a principal and co-chairman of the board of directors of, and owns approximately 14.4% of, Fortress. (continued in footnote 2)
  2. (continued from footnote 1) By virtue of his ownership interest in Fortress and certain of its affiliates, Mr. Edens may be deemed to own the shares listed as beneficially owned by FCFI. Mr. Edens disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.