Filing Details
- Accession Number:
- 0001209191-13-048911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-22 15:04:57
- Reporting Period:
- 2013-10-21
- Filing Date:
- 2013-10-22
- Accepted Time:
- 2013-10-22 15:04:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1584207 | Springleaf Holdings Inc. | LEAF | Personal Credit Institutions (6141) | 463348401 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124460 | R Wesley Edens | C/O Fortress Investment Group 1345 Avenue Of The Americas New York NY 10105 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-10-21 | 25,000 | $17.00 | 25,000 | No | 4 | P | Indirect | WRE 2012 Trust LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | WRE 2012 Trust LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 73,437,500 | Indirect | By Springleaf Financial Holdings, LLC |
Footnotes
- These shares of Springleaf Holdings, Inc. common stock (the "Shares") held by Springleaf Financial Holdings, LLC are controlled by FCFI Acquisition LLC ("FCFI"). Fortress Investment Fund V (Fund A) L.P., Fortress Investment Fund V (Fund B) L.P., Fortress Investment Fund V (Fund C) L.P., Fortress Investment Fund V (Fund D), L.P., Fortress Investment Fund V (Fund E) L.P., Fortress Investment Fund V (Fund F) L.P. and Fortress Investment Fund V (Fund G) L.P. (collectively, the "Fund V Funds") collectively own 100% of FCFI. FIG LLC is the investment manager of each of the Fund V Funds. Fortress Operating Entity I LP ("FOE I") is the 100% owner of FIG LLC. FIG Corp. is the general partner of FOE I. FIG Corp. is a wholly owned subsidiary of Fortress Investment Group LLC ("Fortress"). Wesley R. Edens is a principal and co-chairman of the board of directors of, and owns approximately 14.4% of, Fortress. (continued in footnote 2)
- (continued from footnote 1) By virtue of his ownership interest in Fortress and certain of its affiliates, Mr. Edens may be deemed to own the shares listed as beneficially owned by FCFI. Mr. Edens disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.