Filing Details
- Accession Number:
- 0001544514-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-22 12:32:31
- Reporting Period:
- 2013-07-12
- Filing Date:
- 2013-10-22
- Accepted Time:
- 2013-10-22 12:32:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944696 | Capital Financial Holdings Inc | CPFH | Security Brokers, Dealers & Flotation Companies (6211) | 450404061 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544514 | D. Gordon Dihle | 37990 Comanche Creek Road Kiowa CO 80117 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-25 | 2 | $1,093.00 | 9 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 6 | $1,093.00 | 78 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| Common Stock | Acquisiton | 2013-09-23 | 4 | $1,093.00 | 82 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| Common Stock | Acquisiton | 2013-09-24 | 4 | $1,093.00 | 86 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc IRA Rollover Account. |
| Common Stock | Acquisiton | 2013-09-25 | 4 | $1,093.00 | 90 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| Common Stock | Acquisiton | 2013-07-12 | 735 | $0.09 | 174,935 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| Common Stock | Acquisiton | 2013-08-13 | 5,065 | $0.09 | 180,000 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| Common Stock | Acquisiton | 2013-10-18 | 277 | $1,500.00 | 295 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| Common Stock | Acquisiton | 2013-09-17 | 4 | $1,093.00 | 163 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
| Common Stock | Acquisiton | 2013-09-18 | 3 | $1,093.00 | 166 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
| Common Stock | Acquisiton | 2013-10-01 | 1 | $1,093.00 | 167 | No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc IRA Rollover Account. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Ttee Dihle Chattel Trust. |
| No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
| No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
| No | 4 | P | Indirect | Held in the name of Antelope Creek Realty & Energy Services, LLC. |
Footnotes
- Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 7 shares.
- Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by the Reporting Person prior to this transaction reduced to 72 shares.
- Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person.
- Held in the name of Gordon Dihle, TTEE, Dihle Chattel Trust U/A Dtd 8/31/2005, which Account is controlled by Reporting Person.
- Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 18 shares.
- Issuer effectuated a 1:10,000 reverse stock split on August 20, 2013 resulting in the number of shares beneficially owned by Reporting Person prior to this transaction reduced to 159 shares.
- Held in the name of Antelope Creek Realty & Energy Services, LLC, a subsidiary of Dihle Chattel Trust, which Trust is controlled by Reporting Person.
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