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Home > Insider Trading > Filing (0001126328-13-000262)

Filing Details

Accession Number:: 0001126328-13-000262
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-21 17:49:38
Reporting Period:: 2013-10-17

Filing Date:: 2013-10-21
Accepted Time:: 2013-10-21 17:49:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1443238	J. Terrance Lillis	711 High Street Des Moines IA 50392	Senior Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-17	7,520	$39.02	63,650	No	4	M	Direct
Common Stock	Acquisiton	2013-10-17	7,520	$45.00	56,130	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-10-17	7,520	$0.00	7,520	$39.02

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-02-28	2015-02-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	40	Indirect	By 401(k) Plan
Common Stock	303	Indirect	By Spouse

Footnotes

Pursuant to a 10b5-1 trading plan adopted by the reporting person on June 12, 2013.
Includes 9,171 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Total revised to correct prior mathematical error.