Filing Details
- Accession Number:
- 0001126328-13-000261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-21 17:16:19
- Reporting Period:
- 2013-10-17
- Filing Date:
- 2013-10-21
- Accepted Time:
- 2013-10-21 17:16:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543399 | E. Luis Valdes | 711 High Street Des Moines IA 50392 | President-Principal Internat'l | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-17 | 11,250 | $36.30 | 56,023 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-17 | 11,196 | $45.00 | 44,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-17 | 11,250 | $0.00 | 11,250 | $36.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-02-24 | 2014-02-24 | No | 4 | M | Direct |
Footnotes
- Pursuant to a 10b5-1 trading plan adopted by the reporting person on May 31, 2013.
- Includes 7,408 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Billionaire Hedge Funds
