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Filing Details

Accession Number:: 0001144204-13-055999
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-21 13:54:07
Reporting Period:: 2013-10-21

Filing Date:: 2013-10-21
Accepted Time:: 2013-10-21 13:54:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910322	Astoria Financial Corp	AF	Savings Institution, Federally Chartered (6035)	113170868

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1210750	Jr C Peter Haeffner	One Astoria Federal Plaza Lake Success NY US 11042		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-10-21	2,500	$13.60	4,500	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,160	Indirect	RSA
Common Stock	4,639	Indirect	RSA
Common Stock	1,031	Indirect	RSA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Statutory Stock Option	$24.17	2004-01-15	2014-01-14	6,000	6,000	Direct
Common Stock	Non-Statutory Stock Option	$26.23	2005-01-18	2015-01-17	6,000	6,000	Direct
Common Stock	Non-Statutory Stock Option	$29.79	2006-01-17	2016-01-16	6,000	6,000	Direct
Common Stock	Non-Statutory Stock Option	$29.72	2007-01-16	2017-01-15	6,000	6,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-01-14	6,000	6,000	Direct
2015-01-17	6,000	6,000	Direct
2016-01-16	6,000	6,000	Direct
2017-01-15	6,000	6,000	Direct

Footnotes

Represents award of restricted stock dated January 31, 2011 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 31, 2014 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
Represents award of restricted stock dated January 28, 2013 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on January 28, 2016 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
Represents discretionary grant on January 28, 2013 of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2016 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
This transaction was executed in multiple trades at prices ranging from $13.5917 to $13.6200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.