Filing Details
- Accession Number:
- 0001573700-13-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-21 13:31:04
- Reporting Period:
- 2013-10-17
- Filing Date:
- 2013-10-21
- Accepted Time:
- 2013-10-21 13:31:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
949373 | Einstein Noah Restaurant Group Inc | BAGL | Retail-Eating Places (5812) | 133690261 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1280550 | Garrett S Stonehouse | 300 Long Beach Blvd., Suite 13 Stratford CT 06615-7116 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-17 | 12,978 | $4.42 | 15,624 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-17 | 12,978 | $17.77 | 2,646 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2013-10-17 | 12,978 | $0.00 | 12,978 | $4.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-07-01 | 2014-01-01 | No | 4 | M | Direct |
Footnotes
- Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.94, inclusive. The reporing person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (3) to this Form 4.