Filing Details

Accession Number:
0001573700-13-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-21 13:31:04
Reporting Period:
2013-10-17
Filing Date:
2013-10-21
Accepted Time:
2013-10-21 13:31:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1280550 Garrett S Stonehouse 300 Long Beach Blvd., Suite 13
Stratford CT 06615-7116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-17 12,978 $4.42 15,624 No 4 M Direct
Common Stock Disposition 2013-10-17 12,978 $17.77 2,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2013-10-17 12,978 $0.00 12,978 $4.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-07-01 2014-01-01 No 4 M Direct
Footnotes
  1. Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.
  3. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.94, inclusive. The reporing person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (3) to this Form 4.