Filing Details
- Accession Number:
- 0001108426-13-000127
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-21 12:11:08
- Reporting Period:
- 2013-08-12
- Filing Date:
- 2013-10-21
- Accepted Time:
- 2013-10-21 12:11:08
- Original Submission Date:
- 2013-08-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178211 | S Bonnie Reitz | 4998 62Nd Avenue S St. Petersburg FL 33715 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-08-12 | 1,000 | $23.73 | 7,733 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-08-13 | 1,000 | $23.73 | 6,733 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was originally reported on 08/14/13 as a sale of 1,950 shares in a single transaction occurring on 08/12/13. Due to an inadvertent error, an aggregate amount of 2,000 shares should have been reported. Further, the sales were completed in two separate transactions of 1,000 shares each as reported above. Although this amended report is being filed during a Company blackout period, the transactions occurred during an open period.