Filing Details

Accession Number:
0001225208-13-022082
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-21 10:11:14
Reporting Period:
2013-09-23
Filing Date:
2013-10-21
Accepted Time:
2013-10-21 10:11:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062438 Pulaski Financial Corp PULB Savings Institution, Federally Chartered (6035) 431816913
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448438 G Cheri Bliefernich 12300 Olive Boulevard
St. Louis MO 63141
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-23 7,595 $10.73 4,245 No 4 S Indirect By KSOP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By KSOP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,256 Direct
Common Stock 1,000 Indirect By Stock Award II
Common Stock 2,023 Indirect By Stock Award III
Common Stock 15,000 Indirect By Stock Award IV
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $13.33 2005-01-28 2014-01-28 1,500 1,500 Direct
Common Stock Stock Option (right to buy) $16.50 2007-02-23 2016-02-23 3,000 3,000 Direct
Common Stock Stock Option (right to buy) $10.95 2009-03-13 2018-03-13 10,000 10,000 Direct
Common Stock Stock Option (right to buy) $7.70 2009-11-03 2018-11-03 12,500 12,500 Direct
Common Stock Stock Option (right to buy) $13.33 2005-12-16 2014-12-16 1,500 1,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-28 1,500 1,500 Direct
2016-02-23 3,000 3,000 Direct
2018-03-13 10,000 10,000 Direct
2018-11-03 12,500 12,500 Direct
2014-12-16 1,500 1,500 Direct
Footnotes
  1. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
  2. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on December 15, 2011.
  3. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest in three annual installments commencing on October 26, 2012.
  4. Stock Awards granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan vest as follows: 25% on the date the Form 10-K is filed for the year ended September 30, 2012, 25% on the date the Form 10-K is filed for the year ended September 30, 2013 and 50% on the date the Form 10-K is filed for the year ended September 30,2014, assuming, in each case, achievement of certain performance objectives and, if applicable, any restriction arising from the Company's participation under the Troubled Asset Relief Program's Capital Purchase Program.
  5. Stock Options granted pursuant to the Pulaski Financial Corp. 2002 Stock Option Plan are fully vested and exercisable.
  6. Stock Options granted pursuant to the Pulaski Financial Corp. 2006 Long-Term Incentive Plan are fully vested and exercisable.