Filing Details

Accession Number:
0000938775-13-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-18 19:46:47
Reporting Period:
2013-10-16
Filing Date:
2013-10-18
Accepted Time:
2013-10-18 19:46:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922475 Itt Educational Services Inc ESI Services-Educational Services (8200) 362061311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
847243 Richard C Blum & Associates Inc 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
938775 Blum Capital Partners Lp 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
1327007 Blum Strategic Gp Iii, L.l.c. 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
1420349 Blum Strategic Gp Iv, L.l.c. 909 Montgomery Street
Suite 400
San Francisco CA 94133
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-16 54,100 $32.14 1,240,288 No 4 S Direct
Common Stock Disposition 2013-10-16 55,429 $32.14 1,269,636 No 4 S Direct
Common Stock Disposition 2013-10-17 12,000 $32.44 1,228,288 No 4 S Direct
Common Stock Disposition 2013-10-17 12,311 $32.44 1,257,325 No 4 S Direct
Common Stock Disposition 2013-10-18 30,200 $33.59 1,198,088 No 4 S Direct
Common Stock Disposition 2013-10-18 30,984 $33.59 1,226,341 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,300 Direct
Footnotes
  1. These shares are owned directly by Richard C. Blum & Associates, Inc. ("RCBA Inc.")
  2. These shares are owned directly by Blum Strategic Partners III, L.P. ("Strategic III"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP III, L.P. ("Blum GP III LP"), the general partner of Strategic III, and (ii) Blum Strategic GP III, L.L.C. ("Blum GP III"), the general partner of Blum GP III LP. Both Blum GP III LP and Blum GP III disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.
  3. These shares are owned directly by Blum Strategic Partners IV, L.P. ("Strategic IV"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP IV, L.P. ("Blum GP IV LP"), the general partner of Strategic IV, and (ii) Blum Strategic GP IV, L.L.C. ("Blum GP IV"), the general partner of Blum GP IV LP. Both Blum GP IV LP and Blum GP IV disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.