Filing Details
- Accession Number:
- 0001079973-13-000614
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-10-18 19:44:34
- Reporting Period:
- 2013-10-09
- Filing Date:
- 2013-10-18
- Accepted Time:
- 2013-10-18 19:44:34
- Original Submission Date:
- 2013-10-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319458 | Enservco Corp | ENSV | Crude Petroleum & Natural Gas (1311) | 840811316 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
928169 | D Michael Herman | 501 S. Cherry Street, Suite 320 Denver CO 80206 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-09 | 50,000 | $1.25 | 5,570,707 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,533,660 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | $0.55 | 2012-11-02 | 2017-11-30 | 2,111,000 | 2,111,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-11-30 | 2,111,000 | 2,111,000 | Direct |
Footnotes
- The original Form 4 filed on October 10, 2013 contained an error in the transposition from the original executed Form 4.
- The warrants were issued pursuant to a Subscription Agreement in which the Unit price was $350 and a Unit consisted of 1,000 shares of common stock and a warrant to purchase 500 shares of common stock at $0.55 per share. The warrants expire on November 30, 2017.