Filing Details
- Accession Number:
- 0000914190-13-000730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-18 17:19:51
- Reporting Period:
- 2013-10-16
- Filing Date:
- 2013-10-18
- Accepted Time:
- 2013-10-18 17:19:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180145 | Cardiovascular Systems Inc | CSII | Surgical & Medical Instruments & Apparatus (3841) | 411698056 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428216 | J Robert Thatcher | 651 Campus Drive St. Paul MN 55112 | Executive Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-16 | 23,426 | $22.90 | 106,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $12.37 | 2015-10-16 | 64,700 | 64,700 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.83 | 2016-12-18 | 7,764 | 7,764 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.83 | 2017-04-17 | 29,762 | 29,762 | Direct | |
| Common Stock | Stock Option (right to buy) | $7.90 | 2017-08-06 | 22,645 | 22,645 | Direct | |
| Common Stock | Stock Option (right to buy) | $12.15 | 2017-12-11 | 32,350 | 32,350 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.75 | 2019-03-01 | 11,646 | 11,646 | Direct | |
| Common Stock | Warrant | $8.83 | 2009-02-25 | 2014-02-24 | 3,045 | 3,045 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-10-16 | 64,700 | 64,700 | Direct |
| 2016-12-18 | 7,764 | 7,764 | Direct |
| 2017-04-17 | 29,762 | 29,762 | Direct |
| 2017-08-06 | 22,645 | 22,645 | Direct |
| 2017-12-11 | 32,350 | 32,350 | Direct |
| 2019-03-01 | 11,646 | 11,646 | Direct |
| 2014-02-24 | 3,045 | 3,045 | Direct |
Footnotes
- The shares were sold pursuant to a Rule 10b5-1 trading plan.
- Fully exercisable.
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